A federal court judge in Georgia sided with new registered investment advisor OpenArc Corporate Advisory by dismissing a temporary restraining order requested in a lawsuit filed against it by its ...

A $1.1 billion Michigan-based six-person team is joining RBC Wealth Management from UBS, a move that comes on the heels of a J.P. Morgan advisor managing nearly $1 billion decamping to RBC earlier ...

EP Wealth Advisors, an acquisitive Torrance, Calif.-based registered investment advisor with $36 billion in assets under management as of June 2025, has issued a $400 million seven-year term loan and ...

Two weeks ago, Raymond James filed a lawsuit in the U.S. District Court for the Eastern District of Michigan against Pietro “Peter” Melia, the Michigan-based husband of Sarah Melia, who was a Raymond ...

The generation closest to the traditional retirement age may also need the most advice, according to two new surveys. It may not be surprising that a BankRate survey of more than 2,500 Americans found ...

Phil Sieg, CEO of J.P. Morgan Advisors, a division of J.P. Morgan Wealth Management, is retiring next month. Managing Director Mollie Colavita is stepping up to take his place. According to an ...

Hightower Advisors, the Chicago-based mega-RIA with $326 billion in client assets, has hired a former BlackRock executive as head of operations and services amid a push to boost connectivity between ...